Full text of KOTAK MAHINDRA, INC.'s X-17A-5 filed 2024-05-01 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ • **KOTAK MAHINDRA, INC.** STATEMENT OF FINANCIAL CONDITION YEAR ENDED MARCH 31, 2024 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549 0MB APPROVAL orvie Number: 3235~0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## P.NNUAL REPORTS FORiVi X-17~.-5 PARTm | | | SEC FILE NUMBER | | |--|--|-----------------|--| |--|--|-----------------|--| MM/DD/VY **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-1Z, and lBa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01/2023** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Kotak Mahindra Inc TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer J I AND ENDING **3/31/2024** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | Pen.n | . t, 1 Pennsylvania Plaza, Suite 1720 | | | |------------------------------------------------|---------------------------------------------------------------------------|-----------------|---------------------------------------------| | | (No. and Street) | | | | New York | NY | | 10119 | | (City) | (State) | | {Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Gijo Joseph | 914-349-1981 | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | KNAVCPA LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 1177 Avenue of Americas; 5th floor, New York | | NY | 10036 | | (Address) | (City) | (State) | {Zip Code) | | 10/07/2008 | | 2983 | | | :{Date ofRegjstrationwith PCAOB){rfapplicable) | | | ,li>cAOB Registration Number, if applkao!e) | | | FOR OFFICIAL USE ONLY | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}---------------------------------…Read the full text as markdown