Full text of KOTAK MAHINDRA, INC.'s X-17A-5 filed 2023-05-03 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **KOTAK MAHINDRA, INC.** STATEMENT OF FINANCIAL CONDITION YEAR ENDED MARCH 31, 2023 FOR THE **YEAR ENDED MARCH 31 , 2023** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-51740 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___<br>__<br>04_/_0_1/_2_0_2_2<br>MM/DD/VY | AND ENDING | __<br>__<br>_<br>0_3_/_3_1/_2_0_23<br>MM/DD/VY | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|------------|-------------------------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | Kotak Mahindra Inc<br>NAME oF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Major security-based swap participant<br>~ Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 369 Lexington Avenue, 28th Floor<br>(No. and Street) | | | | | | New York | NY | | 10017 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Gijo Joseph | 914-349-1981 | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KNAV P.A. | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 990 Hammond Drive NE, Ste 850 | Atlanta | GA | 30328 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/07/2008 | | 2983 | | | | rte of Reg;stcatioo w;th PCAOB)Of apphcableJ | | | I<br>{PCAOB Reg;stiat,oo N,mbec, ;f appl;cableJ | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exempt…Read the full text as markdown