Full text of KOTAK MAHINDRA, INC.'s X-17A-5/A filed 2026-05-20 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION YEAR ENDED MARCH 31, 2026 {1}------------------------------------------------ | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | SEC FILE NUMBER | | | | | {2}------------------------------------------------ | Gijo Joseph | | | | | , swear (or affirm) that, to the best of my knowledge and belief, the | | | |-------------|--|--|--|--|-----------------------------------------------------------------------|--|--| | | | | | | | | | | Signature: | | |-----------------|--| | Title: | | | President & CEO | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ ### **TABLE OF CONTENTS** | | PAGE | |---------------------------------------------------------|--------| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statements | | | Statement of Financial Condition | 2 | | Notes to Statement of Financial Condition | 3 - 13 | {4}------------------------------------------------  # **Report of Independent Registered Public Accounting Firm** To the Management and Board of Directors Kotak Mahindra Inc. ### Opinion on the Financial Statement We have audited the accompanying statement of financial condition of Kotak Mahindra Inc. (hereinafter referred to as "the Company") as of March 31, 2026, and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of March 31, 2026, in conformity with accounting principles generally accepted in the United States of America. ### Basis for Opinion The financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those s…Read the full text as markdown