Full text of ANDERSON LENEAVE & CO.'s X-17A-5 filed 2020-02-24 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8- | **FACING PAGE Ip.formation Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder** | AND ENDING 12/31/2019<br>A. REGISTRANT IDENTIFICATION | MM/DDIYY | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | NAME OF BROKER-DEALER: Anderson LeNeave & Co.<br>OFFICIAL USE ONLY<br>FIRM 1.D. NO.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>5805 Morrison Blvd., Suite 210 | | | | | | | 28211 | | | (Zip Code) | | | 704-552-9212 | | | (Area Code -Telephone Number) | | | | | | 28204 | | (State) | (Zip Code) | | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>(Name - if individual, stale last, first, middle name)<br>NC<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained In this form are rmt required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ ## **OATH OR AFFIRMATION** **1,** Gregory M. LeNeave , swear ( or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaini…Read the full text as markdown