Full text of ANDERSON LENEAVE & CO.'s X-17A-5 filed 2023-02-13 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: I 2 # **ANNUAL REPORTS FORM X-17A-S PART Ill** SEC rlLE NUMBER | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2022 | | AND ENDING 12/31/2022 | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Anderson LeNeave & Co. | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!) Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 6805 Morrison Blvd., Suite 210 | | | | | | (No. and Street) | | | | Charlotte | NC | | 28211 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Greg LeNeave | 704-552-9212 | | gleneave@andersonleneave.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Cherry Bekaert, LLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 1111 Metropolitan Ave., Suite 900 | Charlotte | NC | 28204 | | (Address)<br>10/20/2003 | (City) | (State)<br>677 | (Zip Code) | | r·<br>of Regist,atioo with PCAOBl{if applicable) | FOR OFFICIAL USE ONL V | | (PCAOB Reglst,atioo N,mbec, if appllcabl•J | | | | | | | | • Claims for exemption from the requirement that t he annual reports be covered by the reports of an independent public<br>a ccountant must be supported by a statement of facts a nd c ircumstances r e lied on as the basis of the exemption. See 17 | | | CFR 240.17a-5(e)(l)(ii). if applicable. Persons who are to respond to…Read the full text as markdown