Full text of ANDERSON LENEAVE & CO.'s X-17A-5 filed 2021-02-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2.020 Estimated average burden hours per response .. .. .. 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | SEC FILE NUMBER | |----|-----------------| | 8- | | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | __________<br>01/01/2020 | AND ENDING | _________<br>12/31/2020<br>_ | | | |--------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|------------------------------|------------|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | Anderson LeNeave & Co. | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | 6805 Morrison Blvd., Suite 210 | | | | | | | | {No. and Street) | | | | | | Charlotte | NC | | 28211 | | | | (City) | {State) | | (Zip Code) | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>Cherry Bekaert, LLC | B. ACCOUNTANT IDENTIFICATION | | | | | | | (Name - if individual, stale las., first, middle name) | | | | | | 111 1 Metropolitan Ave., Suite 900 | Charlotte | NC | | 28204 | | | (Address) | (City} | (State) | | (Zip Code} | | | CHECK ONE: | | | | | | | )(<br>Certified Public Accountant | | | | | | | D Public Accountant | | | | | | | D Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied* 011 *as the basis/or the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collectlon of Information contained** In **this form are not required to respond unless the form displays a currentlyvalld 0MB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** I, Gregory M. LeNeave , swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting sched 1les pertaining to the firm…Read the full text as markdown