Full text of ANDERSON LENEAVE & CO.'s X-17A-5 filed 2024-02-14 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES 0MB APPROVAL 0MB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, <sup>2026</sup> Washington, D.C. 20549 EstImated average burden hours per response; 12 # ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 PART III | A LEE LABLE LEASULE | | ASSOCIALISTA COLLECTIONS | |---------------------|-----------------------------------------|--------------------------| | | | | | | Childer Print Pro R be I a. Not William | | | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |--------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------|----------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2023 | MM/DD/YV | | AND ENDING 12/31/2023<br>MM/nD/fl' | | | A. REGISTRANT IDENTIFICATION | | | | NAMEOFFIRM:A0~Ofl | LeNeave<br>Co.<br>& | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>U<br>E~1 Broker-dealer<br>D check here if respondent is also an OTC derivatives dealer | U<br>Security-based swap dealer<br>Major | | security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | Carnegie<br>6805<br>Blvd., | Suite<br>210 | | | | | (No. and Street) | | | | Charlotte | NC | | 28211 | | (City) | (State) | | (Zip code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | LeNeave<br>Greg | 704—552-9212 | | | | (Name) | rneneave@andorsonleneave.com<br>(Area code — Telephone Number)<br>(Email Address) | | | | | S. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Cherry<br>Bekaert<br>LLC | | | | | | (Name — if individual, state last, first and middle name) | | | | Metropolitan<br>Avenue<br>1111 | Charlotte | NC | 28204 | | (Address)<br>10/20/2003 | (City) | (State)<br>677 | (Zip Code)<br>_____ | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCA0B Registration Number, if applicable) | accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 24O.17a-5(e)(1)(Il), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless…Read the full text as markdown