Full text of ANDERSON LENEAVE & CO.'s X-17A-5 filed 2022-02-17 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | 0MB APPROVAL | | |--------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | Washington, D.C. 20549 | Estimated average burden | | | | hours per response: 12 | | | ANNUAL REPORTS | SEC me NUMBER | | | FORM X-17A-S | | | | PART Ill | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | t'i /<br>tJi/<br>z.J Z.,/<br>FILING FOR THE PERIOD BEGINNING | I~<br>/<br>~/<br>12-<br>AND ENDING<br>2, / | | | MM/DD/YY | 'r.AM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Security-based swap dealer | D Major security-based swap participant | | | D Check here if respondent is also an OTC derivatives dealer | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | (No. and Street) | | | | | 281, i I | | | (City)<br>(State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | 7tY-f. st z--q-i1 -i,-<br>U(-t<br>L-e N-efJ.IJ.(, | (;.J?eov~1o"'tl.,r",(_~liV1uHil,cO!r) | | | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | f_ Mr<br>f<br>LLG<br>/Jc | | | | (Name - if individual, state last, first, and middle name) | | | | | /Vv | | | 7<br>I<br>(Address)<br>(City) | (State)<br>(Zip Code) | | | l<br>/z.D / t:,vt> :J<br>i<br>(J | | | | ''<br>of Regirt,aiioo with PO\OBJ(if appli~bl•I FOR OFFICIAL USE ONLY | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who a re to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ## **OATH OR AFFIRMATION** I, *tf/.../fet>;t* / *..e..N-t/#v..,e\_,..,-* , swear (or affirm) that, to the best of my knowledge and b…Read the full text as markdown