Full text of NEAR EARTH, LLC's X-17A-5 filed 2024-03-20 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **NEAR EARTH, LLC** STATEMENT OF FINANCIAL CONDfTJON AND Supplemental Schedule DECEMBER 31, 2023 {1}------------------------------------------------ ### **UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** III | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMER | | 8- 65846 **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01 /01 /23 AND ENDING **12/31 /23** MM/DD/YY MM/DD/YY # **A. REGISTRANT IDENTIFICATION** | NAME oF FIRM: | ___<br>N_e_a_r_E_a_r_th_<br>L_L_C _ | ____________ | _ | |---------------|-------------------------------------|--------------|---| | | | | | TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 945 WEST ROAD, | |--|----------------| |--|----------------| | | (No. and StTeet) | | | |-------------------------------|---------------------------------------------------------------------------|-----------------------|--| | NEW CANAAN | CT | 06840 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Hoyt Davidson | (203) 972-9062 | hoyt@nearearthllc.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | WWC, Professional Corporation | | | | | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 633 Third Avenue. 19th Floor Suite B New York | | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 03/16/2004 | | 1171 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of…Read the full text as markdown