Full text of NEAR EARTH, LLC's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITID STA TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL AUDITED REPORT | | |-----------------------|--| | FORM X-17 A-5 | | | PART Ill | | | | OrvB APPROVAL | | |---------------|---------------|---------------------------| | OrvB Nurrber: | | 3235-0123 | | | | Expires: October 31, 2023 | | | | Estirrated average burden | | | | hours per response 12.00 | | | | SEC FILE NUrvBER | | | 8 . | 65846 | | | | | #### FACING PAGE Infonnation Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 1/1/2020<br>~~~~~~~~~~- | AND FNDING | 12131/2020 | |--------------------------------------------------------------------------|------------------------------------------------------------|-------------|------------------------------| | | MM/DD NY | | MM/DDNY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | | | Near Earth LLC | | | OFFICIAL USE ONLY | | | | FIRMID. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 945 West. Road | | | | | reel) | | | | New Canaan | Connecticut | | 06840 | | (City) | (&ate) | | (Zip Code) | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT | | | | | Hoyt Davidson Managing Member | | | 203-972-9062 | | | | | (Area Code -- Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBUC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | Lerner & Sipkin, CPAs, LLP· | | | | | (Name -- if individ11al, state last,fi1~1, 111.iddle name) | | | | 420 Lexington Avenue, Suite 2160 | New York | NY | 10170 | | (Address) | (City) | (State) | (Zip Code) | | | | | | | CHFCKONF; 0<br>Ce11ified Public Accountant | | | | | 0 Pu<br>blic Accountant | | | | | 0 Accountant not resident | in United States or any of its possessions | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis/or the exemption. See section 240.J 7a-5(e)(2).* | SEC 1410 (06-02) | Potential persons who are to respond to the collection of information | |------------------|-----------------------------------------------------------------------------| | | contained in this form are not re…Read the full text as markdown