Full text of NEAR EARTH, LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## NEAR EARTH, LLC STATEMENT OF FINANCIAL CONDITION AND Supplemental Schedule DECEMBER 31, 2022 {1}------------------------------------------------ #### **UNITED ST ATES** 0MB APPROVAL **SECURJTIES AND EXCHANGE COMMISSION Washington~ D.C. 20549** # **ANNUAL REPORTS FORMX-17A-5 PART** III | 0MB Number: 3235-0123 | | |--------------------------|--| | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | | | SEC FILE NUMER 8- 65846 | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and l8a-7 under the Securities Exchange Act ofl 934 | | | |---------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|------------| | FILING FOR THE PERIOD BEGINNING 0 1/01 /22 | | | 12131122 | | | AND ENDING<br>MM/DD/YY<br>MM/DDNY | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: _<br>_ | _____________<br>_ N_e_a_r _E_a_rt_h_L_L_C | | _ | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer | D Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 945 WEST ROAD, | | | | | | (No. and Street) | | | | NEW CANAAN | CT | 06840 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FlLING | | | | Hoyt Davidson | (203) 972-9062 | hoyt@nearearthllc.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | WWC, Professional Corporation | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 633 Third Avenue, 19th Floor Suite B New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | | | | | (Date of Regislrntion with PCAOB)(if applicable) (PCAOB Registration Number, ifapplicable) #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. I 7a-5(e)(l )(ii), if applicable. Persons who are to respond to th…Read the full text as markdown