Full text of NEAR EARTH, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITLES AND EXCHANGE COMMISSION** Washington, D.C. 205-49 | | 0MB APPROVAL | | |-------------|--------------------------|---------------------------| | 0MB Number: | | 3235-0123 | | | Expires: August 31, 2020 | | | | Estimated average burden | | | | | hours per response 12.00 | | | | SEC FILE NUMBER | | | 8 · | 65846 | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill # **FACING PAGE** Information Required of Brokers and Dealers Pursuant to Section 17 of the **Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNI G | 1/1/2019 | AND ENDING | 12/31/201 9 | | | |------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|-------------|--|--| | | MMIDD/YY | | ~fMIDD'YY | | | | | A. REGISTRANT IDENTrFICA TION | | | | | | AME OF BROKER-DEALER: | | | | | | | Near Earth LLC | OFFICIAL USE ONLY | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box o.) | FIRM ID. NO. | | | | | | | 945 West Road | | | | | | | (No and Sucet) | | | | | | New Canaan | Connecticut | | 06840 | | | | (City) | (State) | | (Zip Code) | | | | INDEPENDE T PUBLIC ACCOUNTANT whose opinion is contained in this Report• | B. ACCOUNTANT IDENTIFICATION | | | | | | | Lerner & Sipkin, CPAs, LLP | | | | | | | (N~mc -- 1f111dmd11a/, slate las,. fim, 1111ddle name) | | | | | | 132 Nassau Street, Suite 1023 | New York | NY | 10038 | | | | (Address) | (Cil)) | (Stale) | (Zip Code) | | | | CHECK ONE:<br>5} Certified Public Accountant<br>D<br>Public Accountant<br>0 Accountant not resident in United States or any of its possessions | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | *\*Claims for exemplio11fro1111he requiremenl lhal !he a111111al report be covered by the opinion of an independenl public accountanl 11111st be supported by a stalement of facls and circumstances relied 011 as the basis for !he exemplion. See section 2./0. I 7a-5(e}(2).* SEC 1410 (06-02) *Potential persons who are to respond to the collection of informatio11 contained in this form are not required to respond unless the form displays a curre11tly l'Glid* 0MB *co11trol number.* {1}------------------------------------------------ ### **AFFIRM A Tl ON** I. Hoyt Davidson, affirm that, to the best of my knowledge and belief. the accompanying financi…Read the full text as markdown