NEAR EARTH, LLC X-17A-5 (2022-05-31) — Broker-dealer annual report

Full text of NEAR EARTH, LLC's X-17A-5 filed 2022-05-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### **NEAR EARTH, LLC** STATEMENT OF FINANCIAL CONDITION AND INDEPENDENT AUDITORS' REPORT DECEMBER 31, 2021 {1}------------------------------------------------ #### UNITED ST A TES 0MB APPROVAL SECURITIES Al.~ EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 **PARTID** | 0MB Number: 3235-0123 | |--------------------------| | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMER | 8- 65846 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-l2, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING O **1/01 /21** AND ENDING **12/31/21** ---- ----- MM/DDNY MM/DD *NY* #### **A. REGISTRANT IDENTTFTCA TION** # NAME OF FIRM: Near Earth LLC ----------- -------------- ----- TYPE OF REGISTRANT (check all applicable boxes): ® Broker=dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 945 WEST ROAD, | NEW CANAAN | CT | 06840 | | |------------|---------|------------|--| | (City) | (State) | (Zip Code) | | PERSON TO CONT ACT WITH REGARD TO nns FILING Hoyt Davidson (203) 972-9062 hoyt@nearearthl le. com (Name) (Area Code - Telepbone Number) (Email Address) #### **B. ACCOUNTANT IDENTIFICATION** TNDEPENDENT PUBUC ACCOUNT ANT whose reports are contained in this filing\* # Adeptus Partners, LLC (Name - if individua~ state lasL first, and middle name) | 733 State Route 35 | Ocean | NJ | 07712 | |-------------------------------------------------|--------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 01/06/10 | | 3686 | | | (Date of Registration with PCAOB)(ifapplicable) | | | (PCAOB Registration Number, if applicable) | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be suppo1ted by a stacement of facts and circumstances reHed on as the basis of the exemption. See 17 CFR 240. I 7a-S(e)(I )(ii), if applicable. Persons who are to r espond to the collection of information contained in this form are not required to r espond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **AFFIRM A TTON** I, Hoyt Davidson , swear (or affin…

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