Full text of UNION CAPITAL COMPANY's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: KĐƚ͘ϯϭ͕ϮϬϮϯ Estimated average burden hours per response: # **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | 8- 53127 | | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________<br>Union Capital Company<br>NAME OF FIRM: _______________________________________________________________________<br>TYPE OF REGISTRANT (check all applicable boxes): | MM/DD/YY<br>A. REGISTRANT IDENTIFICATION | | MM/DD/YY | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|--------------------------------------------| | | | | | | | | | | | | | | | | ܆<br>܆<br>y<br>Broker-dealer<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆<br>Security-based swap dealer | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 6407 E. Grant Rd.<br>_____________________________________________________________________________________ | | | | | | (No. and Street) | | | | Tucson<br>_____________________________________________________________________________________ | AZ | | 85715 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Frank Almada<br>_____________________________________________________________________________________ | 520-664-2001 | | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanville & Company<br>_____________________________________________________________________________________ | | | | | | (Name – if individual, state last, first, and middle name) | | | | 1514 Old York Road<br>_____________________________________________________________________________________ | Abington | PA | 19001 | | (Address) | (City) | (State) | (Zip Code) | | 9/18/2003<br>_____________________________________________________________________________________ | | 169 | | | (Date of Registration with PCAOB…Read the full text as markdown