Full text of UNION CAPITAL COMPANY's X-17A-5 filed 2026-04-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8- 53127 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _ 1_I1_I2_0_2_5<br>_______<br>NAME OF Fl RM: | _____<br>MW□□NY<br>A. REGISTRANT IDENTIFICATION<br>u_n_io_n_C_a_p_it_a_l _C_o_m_p_a_n_y | AND ENDING | ____ | __<br>1_21_3_1_12_0_2_5<br>MW□□NY | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------|------------|-----------------|--------------------------------------------| | | | | | | | | | | | | | | | | | _______________<br>_ | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>IX] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 6083 E. Grant Rd. | | | | | | | (No. and Street) | | | | | Tucson | | AZ | | 85712 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Frank Almada | 520-664-2001 | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanville & Company | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 325 North Saint Paul St., Suite 3100 | Dallas | | TX | 75201 | | (Address) | (City) | | (State) | (Zip Code) | | 9/18/2003 | | | 169 | | | rte of R,g;stcaUoo w;th PCAOB)(;f appUcable) | | | | I PCAOB R,g;m,Mo N, m bee, ;f appUcable) I | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid…Read the full text as markdown