Full text of UNION CAPITAL COMPANY's X-17A-5 filed 2023-02-16 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | SEC FILE NUMBER | | |-----------------|--| | 8- 53127 | | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** 1/1/2022 12/31/2022 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_ \_ MM/00/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **Union Capital Company** TYPE OF REGISTRANT (check all applicable boxes): !ID Broker-dealer <sup>D</sup>Security-based swap dealer • Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) **6407 E. Grant Rd.** Tucson (City) (No. and Street) **AZ** (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Frank Almada 520-664-2001 (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Sanville & Company 1514 Old York Road (Address) 9/18/2003 (Name - if individual, state last, first, and middle name) Abington (City) 169 **PA** (State) **85715** (Zip Code) 19001 (Zip Code) rt• of ,,.;,u,tioo with PCAOB)Uf applicable) **FOR OFFIC)AL USE ONLY** (PCAOB '''''"'"'" ""mbec, If appllcable) I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | __________________ _,<br>Frank Almada<br>I, | swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown