Full text of UNION CAPITAL COMPANY's X-17A-5/A filed 2025-04-25 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | ANNUAL REPORTS | | | |----------------|--|--| | FORM X-17A-5 | | | | PART III | | | | | | | PUBLIC | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number:<br>3235-0123<br>Expires:<br>Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8- 53127 | | | PART III | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 1/1/2024 | | 12/31/2024 | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: _______________________________________________________________________ | Union Capital Company | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>X<br>Broker-dealer<br>□<br>□<br>Check here if respondent is also an OTC derivatives dealer<br>□<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>6083 E. Grant Rd. | Security-based swap dealer | □ | Major security-based swap participant | | _____________________________________________________________________________________ | (No. and Street) | | | | Tucson | | AZ | 85712 | | _____________________________________________________________________________________<br>(City) | | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Frank Almada | 520-664-2001 | | | | _____________________________________________________________________________________<br>(Name) | (Area Code – Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanville & Company<br>_____________________________________________________________________________________ | | | | | | | (Name – if individual, state last, first, and middle name) | | | 325 North Saint Paul St., Suite 31…Read the full text as markdown