Full text of UNION CAPITAL COMPANY's X-17A-5 filed 2024-04-16 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### PUBLIC FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 OMB APPROVAL OMB Number: Expires: Estimated average burden hours per response: **3235-0123 Nov.30,2026** 12 SEC FILE NUMBER 8- 53127 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 1/1/2023 | | | 12/31/2023 | |-----------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|---------|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: _______________________________________________________________________ | Union Capital Company | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>X<br>Broker-dealer<br>□<br>□<br>Check here if respondent is also an OTC derivatives dealer<br>□ | Security-based swap dealer | □ | | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 6083 E. Grant Rd.<br>_____________________________________________________________________________________ | | | | | | | (No. and Street) | | | | | Tucson<br>_____________________________________________________________________________________ | | AZ | | 85712 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Frank Almada<br>_____________________________________________________________________________________ | 520-664-2001 | | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanville & Company | | | | | | _____________________________________________________________________________________<br>(Name – if individual, state last, first, and middle name) | | | | | | 325 North Saint Paul St., Suite 3100<br>_____________________________________________________________________________________ | Dallas | | TX | 75201 | | (Address) | (City) | | (State) | (Zip Code) | | 9/18/2003<br>_____________________________________________________________________________________ | | | 169 | | | (Date of Re…Read the full text as markdown