Full text of RETIREMENT PLAN ADVISORS, INC.'s X-17A-5 filed 2019-02-22 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### RETIREMENT PLAN ADVISORS, INC #### FINANCIAL STATEMENTS DECEMBER 31, 2018 AND 2017 {1}------------------------------------------------ UNITE.DST ATF.S SECURITIES A1'1l> EXCHANG.ECOMMISSION **Washington,** D.C. 20~49 0MB APPROVAL OMBNumber: 3235-0123 Expires: August 31, 2020 Estimated average burden hours r res nse ... .. . 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | | SEC ALE NUMBER | |----|----------------| | | | | 8- | | **FACING PAGE** Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule J7a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/18 | | AND ENDrNG 12/31/18 | ----------- | | | |-------------------------------------------------------|----------------------------------------------------------------------------|---------------------|--------------------------------|--|--| | | MMlDDIYY | | MMIDD/YY | | | | | A. REGISTRANT 1DENT1FICAT10N | | | | | | NAME Of BROKER-DEALER: Retirement Plan Advisors, Inc. | | | OFFICIAL USE ONLY | | | | | ,\DDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM 1.0. NO. | | | | 105 West Adams Street, Suite 2175 | | | | | | | | ( No at1d St reel) | | | | | | Chicago | IL | 60603 | | | | | (Chy) | (State) | (Zip Code) | | | | | | NAME AND TELEPHONE NUMBER Of PERSON TO C'ONT AC'T IN REGARD TO THIS REPORT | | | | | | Vemo11 Kemput" | | (573)859,4443 | (Arca Code - Telephone Number) | | | | | 8. ACCOlJNTANT LDENTIFlCATION | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• | | | | | | TopelFom1an<br>1 LLC | | | | | | | | (N1111e - I/ lrtdl,"""'11, SIDI~ ltut. jlnt. "''""'~ lllllllt') | | | | | | | 500 N. Michigan Ave, Suite 1700 Chicago | IL | 60611 | | | | (Address I | (C11yJ | (Statt) | (Zip Code) | | | | CHECK ONE: | | | | | | | ll'!cenitied Public Accountant | | | | | | | Public Accountant | | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | *'Claims for exentptionfrom the requinment that the annual r,:port be coi•ered by the opinion of an independent public accountant* m1m *be supported by a starement of facts and circumstances relied on as the basis for the exemption. &e Sec1ion l./0.* / 1a-j(e)(l) > Potential pen1ona who are to respond to the eollectlon of Information contained In this form are not requlr.•d. to…Read the full text as markdown