Full text of RETIREMENT PLAN ADVISORS, INC.'s X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### RETIREMENT PLAN ADVISORS, INC ### FINANCIAL STATEMENTS DECEMBER 31, 2019 {1}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours oer resoonse ...... 12.00 SEC FILE NUMBER B-53159 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/19 | | -----------<br>------------<br>AND ENDING 12/31/19 | | | | |-------------------------------------------------------------------------------------------|--|---------------------------------------------------------------------|-------------------|---------------|--------------------------------| | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Retirement Plan Advisors, Inc. | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM J.D. NO. | | | | 105 West Adams Street, Suite 2175 | | | | | | | | | (No. and Street) | | | | | Chicago | | IL | | 60603 | | | (City) | | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Vernon Kempker | | | | (573)659-4443 | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Repo1i* | | | | | | | Topel Forman, LLC | | | | | | | | | (Name - if indfridual, state last, first, middle name) | | | | | 500 N. Michigan Ave, Suite 1700 Chicago | | | IL | | 60611 | | (Address) | | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | | | I./' I<br>certified Public Accountant | | | | | | | Public Accountant | | | | | | | B | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption.* See *Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unl…Read the full text as markdown