Full text of RETIREMENT PLAN ADVISORS SERVICES, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### RETIREMENT PLAN ADVISORS SERVICES, LLC #### (F/K/A RETIREMENT PLAN ADVISORS, INC.) #### FINANCIAL STATEMENTS DECEMBER 31, 2021 AND 2020 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0MB APPROVAL | | | |--------------------------|----|--| | 0MB Number: 3235-0123 | | | | Expires: Oct. 31, 2023 | | | | Estimated average burden | | | | hours per response: | 12 | | # ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE | | SEC FILE NUMBER | | |--|-----------------|--| MM/DD/YY # Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01 /01 /21** MM/DD/YY AND ENDING **12/31 /21 A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Retirement Plan Advisors Services, LLC TYPE OF REGISTRANT {check all applicable boxes): I!! Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 105 West Adams Street, Suite 2175 | | (No. and Street) | | | | |---------------------------------------------------------------------------|------------------|------------------------------------------------------------|-----------------|------------------------------------------| | Chicago | | IL | | 60603 | | (City} | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Vernon Kempker | | ( 573 )659-4443 | | vkempker@retirementplanadvisors.com | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | B. ACCOUNTANT IDENTIFICATION | | | | Topel Forman, L.L.C. | | (Name - if individual, state last, first, and middle name} | | | | 500 N. Michigan Ave, Suite 1700 Chicago | | | IL | 60611 | | (Address) | (City) | | (State) | (Zip Code) | | 07/27/2010 | | | 5181 | | | l"<br>of Registcatioo with PCAOB)(if applicable) | | | | (PCAOB Regimatioo N,mbe,, if applicable) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption, See 17 CFR 240.17a-S(e}(l)(ii), if applicable. Persons who are to respond to the collection of information cont…Read the full text as markdown