Full text of RETIREMENT PLAN ADVISORS SERVICES, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### RETIREMENT PLAN ADVISORS SERVICES, LLC #### FINANCIAL STATEMENTS #### DECEMBER 31, 2023 AND 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC Fl LE NUMBER | | |------------------|--| | 8-53159 | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|-------------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING 0 1/01 /23 | | AND ENDING 12131123 | | | | MM/DD/VY | | | MM/DD/ VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Retirement Plan Advisors Services, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!l Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | • Security-based swap dealer | • Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 29 E. Madison St., Suite 500 | | | | | | | (No. and Street) | | | | | Chicago | IL | | 60602 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Joshua Schwartz | 312-701-1100<br>jfschwartz@retiremenlplanadvisors.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>TopelForman, LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 500 N. Michigan Ave.,Suite 1700 Chicago | | IL | 60611 | | | (Address) | (City) | (State) | (Zip Code) | | | 07/27/10 | | 5181 | | | | l"<br>of R,g;strat;oo with PCAOB)l;f applltableJ | | | I<br>(PCAOB Reg;stratioo N ,mbec, ;f appUrableJ | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statemen…Read the full text as markdown