Full text of RETIREMENT PLAN ADVISORS, INC.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### RETIREMENT PLAN ADVISORS, INC #### FINANCIAL STATEMENTS DECEMBER 31, 2020 AND 2019 {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMM1SSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per resoonse ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-53159 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE | ---------<br>PEIU0DBEGINN1NG01/01/20<br>·-<br>- | AND ENDING 12/31/20 | ·-----------<br>MM/DD/YY | | | |-------------------------------------------------------------------|--------------------------------------------------------------------------|---------------------|--------------------------------|--|--| | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: Retirement Plan Advisors, Inc. | | OFFICIAL USE ONLY | | | | ADDRESS OF PRlNCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | 105 West Adams Street, Suite 2175 | | | | | | | | (No. and Street) | | | | | | Chicago | IL | | 60603 | | | | (City) | (Slate) | | (Zip Code) | | | | Vernon Kempker | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO nns REPORT | | (573)659-4443 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Topel Forman, LLC | | | | | | | | (Name - if i11divid11af. state last. first. middle name) | | | | | | | 500 N. Michigan Ave, Suite 1700 Chicago | IL | 60611 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | ! ./ I<br>Certified Public Accountant | | | | | | | Public Accountant | | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the anm1al report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form d…Read the full text as markdown