Full text of AXOS CLEARING LLC's X-17A-5 filed 2026-08-07 (period 2026-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Axos Clearing LLC Statement of Financial Condition as of June 30, 2026 and Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | | SEC FILE NUMBER | | |--|-----------------|--| | FACING PAGE | | | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|-------------------------------|--|--|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | ______________________________________________________________________________________________________________________________________________________________________________<br>filing for the period beginning 07/01/25 | | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: AXOS Clearing LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>[ Major security-based swap participant<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 15950 West Dodge Road, Ste. 300 | | | | | | | | | | (No. and Street) | | | | | | | | Omaha | NE | | 68118 | | | | | | (State)<br>(City)<br>(Zip Code) | | | | | | | | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Howard Green | 402-384-2055 | | howard.green@axosclearing.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | BDO USA, P.C. | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 3570 Carmel Mountain Road, Suite 400 San Diego | | CA | 92130 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 10/08/2003 | | 243 | | | | | | | (Date of Registr…Read the full text as markdown