Full text of UNITED BROKERAGE SERVICES, INC's X-17A-5 filed 2021-03-30. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION United Brokerage Services, Inc. Year Ended December 31, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 OMB APPROVAL OMB Number: 3235·0123 | SEC FILE NUMBER | |-----------------| | 8·48685 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01 | /20<br>AND ENDING 12/31/20 | | | | |----------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------|-----------------------------------|--| | | MM/DD/YY | | ---------------------<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: United Brokerage Services, Inc. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | 514 Market Street | | | | | | | (No. and Street} | | | | | Parkersburg | wv | | 26101 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Angie Board | | | 304·424-8681 | | | | | | (Area Code- Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Ernst & Young LLP | | | | | | | (Name -If Individual. state last, first, middle name) | | | | | 500 Virginia Street | Charleston | wv | 25301 | | | (Address) | (City) | (Stote) | (Zip Code) | | | CHECK ONE: | | | | | | | | | | | | l/<br>lcertified Public Accountant | | | | | | Public Accountant | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. / 7a-5(e)(2)* Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. {2}-------------------------------------…Read the full text as markdown