Full text of UNITED BROKERAGE SERVICES, INC's X-17A-5 filed 2022-03-31. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION United Brokerage Services, Inc. Year Ended December 31,2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49 # ANNUAL REPORTS FORM X-17A-5 PART Ill OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden .hours per response: 12 OMB APPROVAL SEC FILE NUMBER 8-48685 FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup> FILING FOR THE PERIOD BEGINNING 01 /01 /2021 AND ENDING 12/31 /2021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME oF FIRM: United Brokerage Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 514 Market Street | | | (No. and Street) | | | | |-----------------------------------------------------------------------------------------------------------------------|-------------------------------|-------------------------------------------------------------------------|--------------------------------|----------------------------------------------|--| | Parkersburg | | wv | | 26101 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Board<br>Angie | 304-424-8681 | | angie.board@bankwithunited.com | | | | (Name) | (Area Code- Telephone Number) | | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Young<br>Ernst<br>&<br>Street<br>Virginia<br>500 | LLP<br>East | (Name- if individual, state last, first, and middle name)<br>Charleston | wv | 25301 | | | (Address) | | (City) | (State) | (Zip Code) | | | (rte of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) I | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | *Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form a…Read the full text as markdown