Full text of UNITED BROKERAGE SERVICES, INC's X-17A-5 filed 2023-03-31. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-48685 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING 12/31/2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: United Brokerage Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer | | Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 514 Market Street | | | (No. and Street) | | | | |---------------------------------------------------|--------------------------------|------------------------------------------------------------|--------------------------------|--------------------------------------------|--| | Parkersburg | | WV | | 26101 | | | (City) | | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Angie Boggs | 304-424-8681 | | angie.boggs@bankwithunited.com | | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Ernst & Young LLP | | (Name - If individual, state last, first, and middle name) | WV | | | | | | | | | | | 500 Virginia Street East Charleston<br>(Address) | | (City) | (State) | 25301<br>(Zip Code) | | | (Date of Registration with PCAOB) (if applicable) | | | | (PCAOB Registration Number, if applicable) | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number, {1}------------------------------------------------ #### OATH OR AFFIRMATION | I Angie Boggs | , swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------------------------------------------------|-----------------------------------------------------------------------|--------| | Financial remart nautaining to the firms of Inited Brokorano Sanjicac Inc. | | An All | financial…Read the full text as markdown