Full text of UNITED BROKERAGE SERVICES, INC's X-17A-5 filed 2025-03-28. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART Ill | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | # SEC FILE NUMBER 8-48685 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup> FILING FOR THE PERIOD BEGINNING 01/01 /2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAMEOFFIRM: United Brokerage Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): [:.J Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING 12/31 /2024 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 514 Market Street | WV<br>(State)<br>TO THIS FILING<br>304-424-8681<br>(Area Code-Telephone Number)<br>B. ACCOUNTANT IDENTIFICATION<br>reports are contained in this filing* | (Email Address) | 26101<br>(Zip Code)<br>angle.boggs@bankwithunited.com | |----------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------|-------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | WV | 25301 | | | (State) | (Zip Code) | | | | | | | | | | | Charleston<br>(City)<br>FOR OFFICIAL USE ONLY | (PCAOB Registration Number, if applicable) | \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.l 7a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Angle Boggs , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of United Brokerage Services, Inc. as of **\_1\_2\_/\_3\_1 \_\_\_\_\_\_\_\_\_\_ \_,** 2~ is true and correct. I further swear (or affirm) t…Read the full text as markdown