Full text of UNITED BROKERAGE SERVICES, INC's X-17A-5 filed 2024-04-01. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: Nov. 30, 2026 Estim~ted ~verage burden hours per response: 12 > SEC FILE NUMBER 8-48685 # ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FiliNG FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING 12/31 /2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME oF FIRM: United Brokerage Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here If respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAl PLACE OF BUSINESS: (Do not use a P.O. box no.) # 514 Market Street | | | (No. and Street) | | | | |--------------------------------------------------|---------------------------------|----------------------------------------------------|--------------------------------|--------------------------------------------|--| | Parkersburg | | wv | | 26101 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FiliNG | | | | | | | Angie Boggs | 304-424-8681 | | angie.boggs@bankwithunited.com | | | | (Name) | (Area Code<br>Telephone Number) | | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | Ernst & Young LLP | {Name | if individual, state last, first, and middle name) | | | | | 500 Virginia Street East | | Charleston | | 25301 | | | (Address) | | (City) | wv<br>(State) | (Zip Code) | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){l){ii), If applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION | I, Angie Boggs | | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------|--|----------------------------------------------------------------------------------------|-------| | | | financial report pertaining to the firm of United Brokerage Services, Inc. | as of | | 12/31 | | , 2~ is true and correct. I further swear {or affirm) that neith…Read the full text as markdown