WELLS FARGO SECURITIES, LLC X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of WELLS FARGO SECURITIES, LLC's X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: WELLS FARGO SECURITIES, LLC
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0001224385-17-000005
• CIK: 1224385
• File #: 8-65876
• Material weakness: No
• Auditor: KPMG LLP
• Auditor location: Charlotte, NC
• Contact: David L. Pitelka
• Phone: 704-410-1070
• Signed by: David L. Pitelka (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001224385 XXXXXXXX 008-65876 LIVE true true false 01-01-2016 12-31-2016 Broker-dealer N WELLS FARGO SECURITIES, LLC 550 SOUTH TRYON STREET, 6TH FLOOR D1086-060 CHARLOTTE NC 28202 David L. Pitelka 704-410-1070 KPMG LLP 550 South Tryon Street, Suite 3200 Charlotte NC 28202 Certified Public Accountant David L. Pitelka WELLS FARGO SECURITIES, LLC 12-31-2016 David L. Pitelka Chief Financial Officer Y

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