Full text of WELLS FARGO SECURITIES, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **WELLS FARGO SECURITIES, LLC** (An Indirect Wholly-Owned Subsidiary of Wells Fargo & Company) Statement of Financial Condition December 31, 2025 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ~<br>0MB Number: 3235--0123 | | |-----------------------------|--| | Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SECRLE NUMBER | | 8-65876 # ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-l2, and 18a-7 under the securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING O 1/01/25 | | AND ENDING 12/31 /25 | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|----------------------|-----------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IOENTIRCATION | | | | | NAME oF FIRM: Wells Fargo Securities, LLC | | | | | | lYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PlACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 550 South Tryon Street | | | | | | | (No. and Street) | | | | | Charlotte | NC | | 28202 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Timothy Connor | 215-764-7949 | | timothy.m.connor@wellsfargo.com | | | (Name) | (Area Code-Telephone Number} | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG, LLP | | | | | | | {Name-if im:ftvidual, state last, first, and middle name} | | | | | 2 Manhattan West, 375 Ninth Ave | New York | NY | 10001 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 185 | | | | (Date of Reaistration with PCAOB)(lf applicablel | | | (PCAOB R~tration Number if annlicable | | | • Oaims for exemption from the requirementthat the annual reports be covered by the reports of an independent public | FOR OFACIAI. USE ONLY | | | | | accountant must be supporte…Read the full text as markdown