WELLS FARGO SECURITIES, LLC X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of WELLS FARGO SECURITIES, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: WELLS FARGO SECURITIES, LLC
• Form: X-17A-5
• Filed: 2020-02-28
• Period: 2019-12-31
• Accession: 0001224385-20-000003
• CIK: 1224385
• File #: 8-65876
• Material weakness: Yes
• Auditor: KPMG, LLP
• Auditor location: Charlotte, NC
• Contact: Duane Church
• Phone: 9802606766
• Signed by: Duane Church (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001224385 XXXXXXXX LIVE false false true 01-01-2019 12-31-2019 Broker-dealer Y WELLS FARGO SECURITIES, LLC 550 SOUTH TRYON STREET, 6TH FLOOR D1086-060 CHARLOTTE NC 28202 Duane Church 9802606766 KPMG, LLP 620 S. Tyron Street Suite 1000 Charlotte NC 28202 Certified Public Accountant Duane Church WELLS FARGO SECURITIES, LLC 12-31-2019 Duane Church Chief Financial Officer Y

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