WELLS FARGO SECURITIES, LLC X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of WELLS FARGO SECURITIES, LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: WELLS FARGO SECURITIES, LLC
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0001304706-19-000007
• CIK: 1224385
• File #: 8-65876
• Material weakness: Yes
• Auditor: KPMG
• Auditor location: Charlotte, NC
• Contact: David Pitelka
• Phone: 980-260-7175
• Signed by: David Pitelka (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001224385 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer Y WELLS FARGO SECURITIES, LLC 550 SOUTH TRYON STREET, 6TH FLOOR D1086-060 CHARLOTTE NC 28202 David Pitelka 980-260-7175 KPMG 550 Tyron St Suite 3200 Charlotte NC 28202 Certified Public Accountant David Pitelka WELLS FARGO SECURITIES, LLC 12-31-2018 David Pitelka Chief Financial Officer Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2026-03-02
• X-17A-5 — 2025-02-28
• X-17A-5 — 2024-02-29
• X-17A-5 — 2023-03-01
• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-02-28
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)