Full text of WELLS FARGO SECURITIES, LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **WELLS FARGO SECURITIES, LLC** (An Indirect Wholly-Owned Subsidiary of Wells Fargo & Company) Statement of Financial Condition December 31 , 2024 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-65876 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /24** MM/DD/YY AND ENDING **12/ <sup>3</sup> <sup>1</sup>**/24 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Wells Fargo Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): C!:l Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) 550 South Tryon Street (No. and Street) Charlotte NC 28202 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING James W. Gnall 332-204-0644 james.w.gnall@wellsfargo.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* KPMG, LLP (Name - if individual, state last, first, and middle name) 345 Park Ave New York **NY** 10154 (Address) (City) (State) (Zip Code) 10/20/2003 185 rte of Reg;s,ratioo w;th PCAOB)(IT appHrable) **FOR OFFICIAL USE ONLY (PCAOB Reg;strat;oo N,mbec, ;f appHrable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, _Ja_m_e_s_W_. G_n_a_ll | ______________ ~ swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------…Read the full text as markdown