Full text of GLOBAL EXECUTION BROKERS, LP's X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNJTEDST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** #### **0MB APPROVAL 0MB Number:** 3235-0123 **Expires: August** 31, 2020 **Estimated average burden** hours rres nse ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | | |-----------------|---------|--| | | | | | | | | | | 8-65878 | | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR TifE PERIOD BEGINNTNG ___ 0_1_/0_1_/_1 _9 ___ AND | | END ING _ | ___ 12_ /_3_1_/1_9 __ _ | |----------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------------|--------------------------------| | | MM/00/YY | | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER; GLOBAL EXECUTION BROKER, LP<br>ADD RESS OF PRTNCf PAL PLACE OP BUSINESS: (Do not use P.O. B ox No.) | | OFFICIAL USE ONLY | | | | | FIRM 1.D. NO. | | | 401 CITY AVENUE, SUITE 220 | | | | | | (No. and Street) | | | | BALA CYNWYD | PA | | 19004 | | (City) | (State) | | (Zip Code} | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>ROBERT SACK | | | 61�17-2812 | | | B. ACCOUNTANT IDENTIFICATION | | (Arca Code - Telephone Number) | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>EISNERAMPER | (Name - ,f Individual, slate last. first. middle name) | | | | 750 THIRD AVENUE | NEW YORK | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | | | | | | ClfECK ONE:<br>l✓lcertified Public Accountant | | | | | □<br>Public Accountant | | | | | □<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *\*Claims/or exemption from the requirement that the annual report be covered by the opinion of an independent public accountant mus£ be supported by a slateme/11 of facts and circumstances relied on as the basis for the exemption. See Section 140. I 7a-5(e)(l)* > **Potential persons who are to respond to the collection of information contained In this form are not required to respond** unless the form displays a currently valid 0MB control number. SEC 1410 {06-02) {1}------------------------------------------------ # **OATH OR AFFIRMA Tl ON** | I, | | __REOB RT__C_SA…Read the full text as markdown