Full text of GLOBAL EXECUTION BROKERS, LP's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | | SEC FILE NUMBER | | |--|-----------------|--| | | | | 8-65878 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ o\_i\_/O\_l\_/2\_o\_2-\_l \_\_\_ AND ENDING \_\_\_ 1\_1231 \_1\_2\_D\_2\_\_\_ 1 \_ MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: GLOBAL EXECUTION BROKER, LP TYPE OF REGISTRANT (check all applicable boxes): **[ST** Broker-dealer □ Security-based swap dealer **D Check here if respondent is also an OTC derivatives dealer** D Major se·curity-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 401 CITY AVENUE, SUITE 220 **(No. and Street)** BALA CYNWYD PA **(City) (State)** PERSON TO CONTACT WITH REGARD TO THIS FILING 19004 **(Zip Code)** ROBERT SACK 610-617-2812 ROB.SACK@SIG.COM **(Name) (Area Code -Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* EISNERAMPER, LLP **(Name - if individual, state last, first, and middle name)** 733 THIRD AVENUE NEW YORK NY **(Address) (City) (State)** 09/29/2003 274 10017 **(Zip Code)** r• **of RegiWatioo with PCAOBJI• appl<sup>i</sup> cable) FOR OFFICIAi.. USE ONLY (PCAOB Registratioo N,mbec, if applicable) I** **• Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable.** **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | ROBERT SACK | | | | | | |-------------|--|--|--|--|--| |-------------|--|--|--|--|--| 1, ROBERT **SACK** swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of GLOBAL EXECUTION BROKER LP as of DECEMBER 31 2EL is true and correct. I further swear (or affirm) that neither the company…Read the full text as markdown