Full text of GLOBAL EXECUTION BROKERS, LP's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, **D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | **SECFILE NUMBER** 8-65878 **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING O **1/01/2023** **MM/0O/YY** AND ENDING 1213112023 **MM/DD/VY** **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: GLOBAL EXECUTION BROKER, LP TYPE OF REGISTRANT (check all applicable boxes): <sup>0</sup>Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dea er D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 401 CITY AVENUE, SUITE 220 | | (No. arxl Street) | | |----------------|-------------------|------------| | BALA<br>CYNWYD | PA | 19004 | | (City) | (State) | (Zip Code) | #### PERSON TO CONTACT WITH REGARD TO THIS FILING # ROBERT SACK 610-617-2812 ROB.SACK@SIG.COM {Name) {Area Code -Telephone Number) (Email Address) #### **B, ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # PricewaterhouseCoopers LLP | | (Name - if individual, state last, first, and middle name) | | | |---------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------| | 300 Madison Avenue | New York | NY | 10017 | | {Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 238 | | | (Date of Registration with PCAO8)(if ;ipplicable) | | (PCAO8 Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and crcumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | ROBERT CK S A<br>I, | | swear (or affirm) tha…Read the full text as markdown