Full text of GLOBAL EXECUTION BROKERS, LP's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSI'ATES SECURITIES AND EXCHANGECOMMlSSION W11shington, D.C. 20549** #### 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 SEC FILE NUMBER 8-65878 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING Q 1 **/0** **1 /20** AND ENDING **12/31 /2** ----------- **<sup>0</sup>** **A. REGISTRANT IDENTIFICATION** **MM/DD/YY MM/DD/YY** NAME OF BROKER-DEALER: GLOBAL EXECUTION BROKER, LP OFFICIAL USE ONLY ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) FIRM 1.0. NO. # 401 CITY AVENUE, SUITE 220 | (No. and Street) | | | |------------------|------------|--| | PA | 19004 | | | (State) | (Zip Code) | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT **ROBERT SACK 610-617-2812** **(City)** **(Area Code -Telephone Number)** **(Slate) (Zip Code)** # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• ## EISNERAMPER, LLP | | (Name - if individual, state last, first, middle name) | | | |------------------|--------------------------------------------------------|----|-------| | 733 THIRD AVENUE | NEW YORK | NY | 10017 | | | | | | **(Address)** **CHECK ONE:** I✓ I Certified Public Accountant BPublic Accountant Accountant not resident in United States or any of its possessions. #### **FOR OFFICIAL USE ONLY** *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240./7a-5(e)(2)* SEC 1410 (11-05) **Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valld 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, ROBERT SACK | , swear (or affirm) that, to the best of | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown