Full text of GLOBAL EXECUTION BROKERS, LP's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMO /\PPROV/IL | | |-----------------------------|--| | OMll NurnbN: 32.15·0123 | | | Expires: ()(t 31, 2023 | | | fSlll'n�IPcl averagP burdNI | | | hours per respon!>e: 12 | | | | | **ANNUAL REPORTS FORM X-17A-S PART Ill** **SEC FILE NUMBER** 8-65878 FACING PAGE **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities E><change Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2022** ANO ENDING **12/31/2022** **MM/DD/YY** **MM/DD/YY** A. REGISTRANT IDENTIFICATION NAME OF FIRM: GLOBAL EXECUTION BROKER, LP TYPE OF REGISTRANT (check all applicable boxes): B Broker-dealer O Security-based swap dealer 0 Major security-based swap participant **D Check hare if respondent is also an OTC derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 401 CITY AVENUE, SUITE 220 | | B. ACCOUNTANT IDENTIFICATION | | | |----------------------------------------------|-------------------------------|------------------|--| | (Name) | (Area Code -Telephone Number) | (Email Address) | | | ROBERT SACK | 610-617-2812 | R0B.SACK@SIG.COM | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | (City) | (State) | (Zip Code) | | | BALA<br>CYNWYD | PA | 19004 | | | | (No. ;:ind Street) | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing. # EISNERAMPER, LLP | | (Name -if individua , state last, f rst, and middle name) | | | |--------------------------------------------------|-----------------------------------------------------------|---------|--------------------------------------------| | 733 THIRD AVENUE | NEW YORK | NY | 10017 | | (Address) | (City) | (State) | (Zap Code) | | 09/29/2003 | | 274 | | | (Date of Re istration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | **• Claims for exemption from the requirement that the annual reports be covered by the reports of an independent publrc accountant must ba supported by a statement of facts and circumstances rcliad on as the bas,s of the exemption. <;ee t 7 CFR 240. l 7a-S{e)(l)(ii), if applicable.** **Persons who are to respond to the collection of information contained in this form ara not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### *…Read the full text as markdown