Full text of WHITEMARSH CAPITAL ADVISORS LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # WHITEMARSH CAPITAL ADVISORS, LLC # STATEMENT OF FINANCIAL CONDITION # FOR THE YEAR ENDED DECEMBER 31, 2019 {1}------------------------------------------------ # **WHITEMARSH CAPITAL ADVISORS LLC** # **DECEMBER 31, 2019** # **CONTENTS** | | Page | |----------------------------------------------------|------| | Facing Page and Oath or Affirmation Page | 1-2 | | Report of Independent Certified Public Accountants | 3 | | Statements of Financial Condition | 4 | | Notes to the Financial Statements | 5-9 | {2}------------------------------------------------ #### **UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # **ANNUAL A,UDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | B-65988 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | -----------<br>AND ENDING 12/31/2019 | | | |--------------------------------------------------------------------------------------------------------|-------------------------------------------------------|--------------------------------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Whitemarsh Capital Advisors LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 10 Whitemarsh Court | | | | | | | (No. and Street) | | | | | Marlton | New Jersey | | 08053 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Mark T. Manzo 201 -519-1905 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | AJSH & CO LLP | | | | | | | (Name - if individual, state last,first, middle name) | | | | | C-71227 Sector 7, Rohini | New Delhi | 110085 | India | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I<br>✓<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | a<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | |…Read the full text as markdown