Full text of WHITEMARSH CAPITAL ADVISORS LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION** (Confidential Pursuant to Rule 17a-S(e)(3)) # FOR THE **YEAR ENDED DECEMBER 31, 2020** {1}------------------------------------------------ #### **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | 0MB APPROVAL | | | |--------------------------------------|------------------|--| | | 3235-0123 | | | | October 31, 2023 | | | Expires:<br>Estimated average burden | | | | hours per response 12.00 | | | | | 0MB Number: | | SEC FILE NUMBER B-65988 #### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | |---------------------------------------------------------------------------|---------------------------------------------------------------------|------------------|--------------------------------|--| | | REPORT FOR THE PERIOD BEGINNING 01/01/2020<br>AND ENDING 12/31/2020 | | | | | | MM/DDNY | -<br>-<br>-<br>- | -----<br>--<br>MMIDDNY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Whitemarsh Capital Advisors LLC | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM 1.0. NO. | | | 1 0 Whitemarsh Court | | | | | | | (No. and Street) | | | | | Marlton | New Jersey | 08053 | | | | (City) | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | AJSH & CO LLP | | | | | | | (Name - if individual, state last. first, middle name) | | | | | C-7/ 227 Sector 7, Rohini | New Delhi | India | 1100-85 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I<br>II I<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Secti…Read the full text as markdown