Full text of WHITEMARSH CAPITAL ADVISORS LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # WHITEMARSH CAPITAL ADVISORS, LLC # STATEMENT OF FINANCIAL CONDITION # FOR THE YEAR ENDED DECEMBER 31,2023 {1}------------------------------------------------ ## **WHITEMARSH CAPITAL ADVISORS LLC** ## **DECEMBER 31, 2023** ## **CONTENTS** | | Page | |----------------------------------------------------|------| | Facing Page and Oath or Affirmation Page | 1-2 | | Report of Independent Certified Public Accountants | 3 | | Statements of Financial Condition | 4 | | Notes to the Financial Statements | 5-9 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hou rs per response: 12 SEC FILE NUMBER 8-65988 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** FILING FOR THE PERIOD BEGINNING **0 1/01 /23** MM/00/YY AND ENDING **12/31 /23** MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: WHITEMARSH CAPITAL ADVISORS LLC TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer □ Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 10 Whitemarsh Court (No. and Street) Marlton NJ (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 08053 (Zip Code) Mark T Manzo (201) 519-1905 mmanzo@moppartners.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Mercurius & Associates LLP (Name - if individual, state last, first, and middle name) A-94/8 Wazirpur Industrial Area Main Ring Rd **New Delhi** (Address) (City) India (State) 02/10/2009 3223 110052 (Zip Code) **T" of Reg;,n,t,oo w;th PCAOB)(;f appHcable] FOR OFFICIAL USE ONLY ]PCAOB Reg,stcat,oo N,mbec, ;f appHcable)** I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond…Read the full text as markdown