Full text of WHITEMARSH CAPITAL ADVISORS LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # WHITEMARSH CAPITAL ADVISORS, LLC # STATEMENT OF FINANCIAL CONDITION # FOR THE YEAR ENDED DECEMBER 31, 2021 {1}------------------------------------------------ # **WHITEMARSH CAPITAL ADVISORS LLC** # **DECEMBER 31, 2021** # **CONTENTS** | | Page | |----------------------------------------------------|------| | Facing Page and Oath or Affirmation Page | 1-2 | | Report of Independent Certified Public Accountants | 3 | | Statements of Financial Condition | 4 | | Notes to the Financial Statements | 5-9 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17 A-5 PART** Ill 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-65988 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/21** MM/DD/VY ANDENDING **12/3 1/21** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: WHITEMARSH CAPITAL ADVISORS, LLC TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 10 WHITEMARSH COURT | (No. and Street) | | | | | | |---------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|------------------------|--|--| | MARL TON | NJ | | 08053 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mark T. Manzo | (201) 519-1905 | | mmanzo@moppartners.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>AJSH & CO LLP | (Name - if individual, state last, first, and middle name) | | | | | | C-7/ 227 Sector 7, Rohini | New Delhi | India | 110085 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 02/10/2009 | | 3223 | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be support…Read the full text as markdown