Full text of WHITEMARSH CAPITAL ADVISORS LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # WHITEMARSH CAPITAL ADVISORS, LLC # STATEMENT OF FINANCIAL CONDITION # FOR THE YEAR ENDED DECEMBER 31, 2022 {1}------------------------------------------------ # **WHITEMARSH CAPITAL ADVISORS LLC** # **DECEMBER 31, 2022** # **CONTENTS** | | Page | |----------------------------------------------------|------| | Facing Page and Oath or Affirmation Page | 1-2 | | Report of Independent Certified Public Accountants | 3 | | Statements of Financial Condition | 4 | | Notes to the Financial Statements | 5-9 | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires : Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-65988 | | # **~ACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** FILING FOR THE PERIOD BEGINNING **01 /01 /22** MM/DD/YY AND ENDING **01 /31 /22** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: WHITEMARSH CAPITAL ADVISORS, LLC TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) 10 WHITEMARSH COURT (No. and Street) MARLTON NJ 08053 PERSON TO CONTACT WITH REGARD TO THIS FILING | (Name) | | (201)<br>(Area Code -Telephone Number) | mmanzo@moppartners.com<br>(Email Address) | |--------|--|----------------------------------------|-------------------------------------------| |--------|--|----------------------------------------|-------------------------------------------| (City) (State) (Zip Code) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # MERCURIUS & ASSOCIATES LLP (Name - if individual, state last, first, and middle name) | A-94/8 Wazirpur Industrial Area, Main Ring Rd | New<br>Delhi | India | 110052 | |---------------------------------------------------|-----------------------|---------|----------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 02/10/2009 | | 3223 | | | rte<br>of Registcatioo with PCAOB)lif applicable) | | | (PCAOB Registcatioo…Read the full text as markdown