Full text of ALTERNATIVE ACCESS CAPITAL, LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # *Alternative Access Capital, LLC* *Statement of Financial Condition* *December 31, 2018* {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | OMB APPROVAL | | |-------------|--------------------------|-----------| | OMB Number: | | 3235-0123 | | Expires: | August 31, 2020 | | | | Est mated average burden | | | | Hours per response | 12.00 | | | | ANNUAL AUDITED REPORT | | |--|--|-----------------------|--| | | | | | ## FORM X-17A-5 ## PART III SEC FILE NUMBER 8-66226 ### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | MM/DD/Y Y<br>OFFICIA _ USE ONLY | |---------------------------------------------------------------------------------------------------------------|----------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | FIRM I.D. NO. | | | | | | | | | | (No, and Street) | | | | | | 01939 | | | | (Zip Code) | | | | | | | | 415-448-5040 | | | | (Arca Code - Telephone Number) | | | | | | | | | | | | | | | | | | | NY | 11797 | | | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | (State)<br>(City) | Woodbury | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFCATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | \*Claims for exemption from the requirement that the annual report be covered by the epinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e){}. > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ # OATH **eR** AFFIRMATION | I, | Douglas Cramer | | | , swear ( or affirm)…Read the full text as markdown