Full text of ALTERNATIVE ACCESS CAPITAL, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # *Alternative Access Capital, LLC* *Statement of Financial Condition* *December 31, 2019* {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, **D.C.** 20549 | | 0MB APPROVAL | | |--------------------------|-----------------|-----------| | 0MB Number: | | 3235-0123 | | Expires: | August 31, 2020 | | | Estimated average burden | | | | Hours per response. | | 12.00 | 8- **66226** SEC FILE **NUMBER** # ANN UAL AUDITED REPORT FORM X-17A-5 PART Ill #### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ----------<br>01/01/2019<br>MM/DD/YY | AND ENDING | -----------<br>12/31/2019<br>MM/DD/YY | |---------------------------------------------------------------------------|--------------------------------------|------------|---------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | Alternative Access Capital, LLC | | | FIRM I.D. NO. | | ADDRESS OF PRJNCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 700 Larkspur Landing Circle, Suite 245 | | | | | | (No. and Street) | | | | Larkspur | CA | | 94939 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT | | | | | Douglas Cramer | | | 415-448-5040 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFCATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | Weisberg, Mole, Krantz & Goldfarb LLP | | | | | (Name - if indMd11al, state last, first middle name) | | | | | 185 Crossways Park Drive | Woodbury | NY | 11797 | | (Address) | (City) | (State) | (Zip Code) | | CHECKONE: | | | | | [8]<br>Certified Public Accountant | | | | | D<br>Public Accountant | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2).* > **Potential persons who are to respond to the collection of information contained** in **this form are not required to r…Read the full text as markdown