Full text of ALTERNATIVE ACCESS CAPITAL, LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # *Alternative Access Capital, LLC* *Statement of Financial Condition* *December 31, 2022* {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **A. REGISTRANT IDENTIFICATION** | 0MB APPROVAL | | |--------------------------|--| | 0MB Numb~r: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | | | SEC FILE NUMBER # **FACING PAGE** 8-66226 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/22 AND ENDING 12/31/22 --------- - --------- MM/DD /YY MM/DD/VY NAME OF FIRM : Alternative Access Capital, LLC TYPE OF REGISTRANT (check all applicable boxes): !Kl Broker-dealer □ Security-based swap dealer • D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 700 Larkspur Landing Cir, Suite 245 | | (No. and Street) | | | | |----------------------------------------------|-----------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|--|--| | Larkspur | CA | 94939 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Douglas Cramer | 914-260-9950 | dcramer@altemative-access.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Weisberg, Mole, Krantz & Goldfarb, LLP | (Name - if individual, state last, first, and middle name) | | | | | 185 Crossways Park Drive | Woodbury | NY<br>11797 | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | 12/14/2004 | | 2107 | | | | r | •e of Regist,ation with PCAOB J(;f applicable) FOR OFFICIAL USE ON Ly | (PCAOB Registration "" mber, ifapplicable) I | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. 1 ,~- Persons who are to respond to the collection of information contained in this form are not required to respon…Read the full text as markdown