ALTERNATIVE ACCESS CAPITAL, LLC X-17A-5 (2024-04-01) — Broker-dealer annual report

Full text of ALTERNATIVE ACCESS CAPITAL, LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # *Alternative Access Capital, LLC* *Statement of Financial Condition* *December 31, 2023* {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | | ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-1Z, and lSa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING \_0\_1\_10\_1\_12\_3 \_\_\_\_\_ AND ENDING 12/31 /23 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 I I SEC FILE NUMBER 8-66226 MM/DD/VY ----M-M-/D\_D\_/YY \_\_ \_ #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Alternative Access Capital, LLC n'PE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 700 Larkspur Landing Cir, Suite 245 L | | (No. and Street) | | | | |---------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|-----------------------------------------|--| | Larkspur | CA | | 94939 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Douglas Cramer | 914-260-9950 | | dcramer@altemative-access.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Weisberg, Mole, Krantz & Goldfarb, LLP | B. ACCOUNTANT IDENTIFICATION | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 185 Crossways Park Drive | Woodbury | NY | 11797 | | | (Address) | (City) | (State) | (Zip Code) | | | 12/14/2004 | | 2107 | | | | lte<br>of ••~"""'"<br>with PCAOB)llf appli~bl•J | FOR OFFICIAL USE ONL V | | (PCAOB Reglmatloo N,mbe,, If appli~bl•J | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {2}----------…

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