ALTERNATIVE ACCESS CAPITAL, LLC X-17A-5 (2021-03-23) — Broker-dealer annual report

Full text of ALTERNATIVE ACCESS CAPITAL, LLC's X-17A-5 filed 2021-03-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # *Alternative Access Capital, LLC* *Statement of Financial Condition* *December 31, 2020* {1}------------------------------------------------ #### **UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | |---------------------------------|-------------------|--| | 0MB Number; | 3235-0123 | | | Expires: | October 31 , 2023 | | | Estimated average burden | | | | Hours per response<br>. . 12.00 | | | **8- 66226** SEC FILE NUMBER # ANNUAL AUDITED REPORT FORM X-17 A-5 PARTIII #### **FACING PAGE** #### **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ----------<br>01/01/2020<br>MM/DD/ YY | AND ENDTNG | -----------<br>12/31/2020<br>MMIDDNY | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------|---------------|--------------------------------------|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | | Alternative Access Capital, LLC | | FIRM I.D. NO. | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 700 Larkspur Landing Circle, Suite 245 | | | | | | | | | (No. and Street) | | | | | | | Larkspur | CA | | 94939 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT TN REGARD TO THIS REPORT | | | | | | | | Douglas Cramer | | | 415-448-5040 | | | | | | | | (Area Code - Telephone Number) | | | | | | B. ACCOUNT ANT IDENTIFCATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | Weisberg, Mole, Krantz & Goldfarb LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | | 185 Crossways Park Drive | Woodbury | NY | 11797 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | CHECK ONE:<br>[8]<br>Certified Public Accountant<br>D<br>Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances reli…

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