Full text of COGNITIVE CAPITAL, LLC's X-17A-5 filed 2020-02-13 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Statement of Financial Condition December 31, 2019** Filed as PUBLIC Information pursuant to Rule 17a-S(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | 0MB APPROVAL | | | | |--------------------------------|-------------------------|--|--| | 0MB Number: | 3235-0123 | | | | Expires : | August 31, 2020 | | | | Estimated average burden hours | | | | | | perresponse . 12.00 | | | | SEC FILE NUMBER | |-----------------| | 8-66442 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | AND ENDfNG<br>A. REGISTRANT IDENTIFICATION<br>ADDRESS OF PRLNCLPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>(No. and Street)<br>Illinois<br>NAME AND TELEPHONE N UMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION | --<br>-------<br>12/31 / 19<br>-<br>-<br>MM/DD/YY<br>OFFICIAL USE ONLY<br>FIRM I.D. NO.<br>60604<br>(Zip Code)<br>312.431 .0400 | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | | | 60606 | | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | (Name - if individual. state /ast,first, middle name)<br>Illinois<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | *\*Claims f or exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement o.ffacts and circumstances relied on as the basis for the exemption. See Section 240. / 7a-5(e)(2)* SEC 1410 (11-05) **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ # **OATH OR AFFIRMATION*…Read the full text as markdown